Wednesday, 1 April 2015
Last updated 1 hour ago
Jun 5 2012 | 10:00am ET
Two top Securities and Exchange Commission lawyers are leaving the regulator, including the head of its enforcement unit focused on hedge funds.
Robert Kaplan joined Debevoise & Plimpton today. Kaplan had worked at the SEC's enforcement division since 1995, and has served as co-head of that division's asset management unit since its creation two-and-a-half years ago.
"Debevoise is particularly excited to bring our clients Rob's deep understanding of the securities compliance and enforcement issues facing private equity and hedge funds, as well as other alternative investment funds," the firm's Michael Blair said.
The SEC is also losing the head of its market intelligence unit, Thomas Sporkin. Sporkin will join law firm BuckleySandler on June 18 after 20 years at the enforcement division.
"My sincere thanks go to Rob and Tom for their many years of exemplary service to the SEC and to investors everywhere," Robert Khuzami, head of the SEC's enforcement division, said. He added, "the deep bench of talent at the SEC ensures that our strong proactive enforcement efforts will continue uninterrupted."
Mar 9 2015 | 6:35am ET
As more investors look to diversify, many are beginning to use retirement funds to invest in alternative assets such as private equity and real estate. Kelly Rodriques, CEO & President of PENSCO Trust Company, explains how companies can connect with those looking to use their retirement accounts in a different way. Read more…
Mar 20 2015 | 12:45pm ET
StreetWise Partners, a non-profit organization that works with low-income individuals to help them overcome employment barriers, raised over $275,000 at the 2015 Raising the Ante Charity Poker Tournament and Casino Event last Wednesday evening at Capitale. Here are some photos from the event. Read more…