Saturday, 25 October 2014
Last updated 13 hours ago
Jun 6 2012 | 9:40am ET
The Securities and Exchange Commission has moved to fill the void left in its hedge fund enforcement team left by former group co-chief Robert Kaplan.
Kaplan will not be replaced as co-head of the asset management unit. Instead, the SEC has promoted two lawyers to serve as deputies to remaining chief Bruce Karpati; both will handle probes at hedge funds and private equity firms.
Julie Riewe and Marshall Sprung "have been with the unit since day one and have been a key part of its success," Karpati said. The asset management enforcement group was created in 2010.
Riewe has already dealt with hedge fund cases during her seven years with the SEC. Sprung has been with the agency since 2003 and is based at its Los Angeles office.
Sep 22 2014 | 4:15pm ET
"I tell people that everybody likes good news and so if you have good performance that’s wonderful,” explains Mike McKitish of Peddie School's endowment, “but it’s the people that want to talk about the bad news or where they drifted and how they came back and how they stayed to their discipline…” that he wants to hear from. Read more…
David and James Hamman launched their fundamental Livestock and Grains Program in March of 2010 but it really was decades in the making.