Friday, 27 March 2015
Last updated 1 hour ago
Jun 6 2012 | 9:40am ET
The Securities and Exchange Commission has moved to fill the void left in its hedge fund enforcement team left by former group co-chief Robert Kaplan.
Kaplan will not be replaced as co-head of the asset management unit. Instead, the SEC has promoted two lawyers to serve as deputies to remaining chief Bruce Karpati; both will handle probes at hedge funds and private equity firms.
Julie Riewe and Marshall Sprung "have been with the unit since day one and have been a key part of its success," Karpati said. The asset management enforcement group was created in 2010.
Riewe has already dealt with hedge fund cases during her seven years with the SEC. Sprung has been with the agency since 2003 and is based at its Los Angeles office.
Mar 9 2015 | 6:35am ET
As more investors look to diversify, many are beginning to use retirement funds to invest in alternative assets such as private equity and real estate. Kelly Rodriques, CEO & President of PENSCO Trust Company, explains how companies can connect with those looking to use their retirement accounts in a different way. Read more…
Mar 20 2015 | 12:45pm ET
StreetWise Partners, a non-profit organization that works with low-income individuals to help them overcome employment barriers, raised over $275,000 at the 2015 Raising the Ante Charity Poker Tournament and Casino Event last Wednesday evening at Capitale. Here are some photos from the event. Read more…