Jun 21 2012 | 12:20pm ET
SAC Capital Advisors founder Steven Cohen was deposed by the Securities and Exchange Commission as part of its investigation into possible insider-trading at his hedge fund.
Cohen testified before the regulator in New York recently. The questioning covered profitable trades made close to announcements.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…