Concept Capital Beefs Up Sales Team

Jul 31 2012 | 7:47am ET

Prime brokerage firm Concept Capital Markets has hired a team of seasoned sales professionals to complement its existing institutional sales and trading effort. Joining the firm are Edwin Leon, Scott Klym, Francis Fiolek, Michael Sepe and Peter Walsh.

The team, which comes from Rodman & Renshaw, will operate from Concept Capital’s office in Greenwich, Conn.

“We are pleased to welcome Edwin, Scott, Francis, Michael and Peter to Concept Capital, and look forward to working with them to deliver to their clients the exceptional execution and operational support they’ve come to expect,” said Robert Moore, senior managing director and chief executive officer of the firm.

Michael Rosen, senior managing director, added “we’re excited for the opportunity to introduce Concept Capital and our capabilities to the clients of our new sales team. Our mission is to deliver custody, execution and clearing, reporting solutions, and operational support that free our clients to focus on their core competencies. Our continued investments to enhance our offering have helped us to win a growing number of new client mandates and sustain a very high client retention rate.”


In Depth

'Smart Beta' Funds In Regulators' Sights, Hedgies May Be Next

Mar 26 2015 | 11:11am ET

Funds that mimic strategies used by active managers for a fraction of the cost could...

Lifestyle

Study: Both Marriage and Divorce Lead to Negative Hedge Fund Performance

Mar 25 2015 | 6:51pm ET

Trouble at home leads to trouble in the market for fund managers, according to researchers...

Guest Contributor

Concerned About Your HFT Exposure? Hedge It!

Mar 26 2015 | 1:06pm ET

High-frequency trading has been a persistent storyline for several years. The trading...

 

Sponsored Content

    Mar 9 2015 | 6:35am ET

    Kelly RodriquesKelly RodriquesAs more investors look to diversify, many are beginning to use retirement funds to invest in alternative assets such as private equity and real estate. Kelly Rodriques, CEO & President of PENSCO Trust Company, explains how companies can connect with those looking to use their retirement accounts in a different way. Read more…

Editor's Note