Saturday, 26 July 2014
Last updated 1 day ago
Jul 31 2012 | 7:47am ET
Prime brokerage firm Concept Capital Markets has hired a team of seasoned sales professionals to complement its existing institutional sales and trading effort. Joining the firm are Edwin Leon, Scott Klym, Francis Fiolek, Michael Sepe and Peter Walsh.
The team, which comes from Rodman & Renshaw, will operate from Concept Capital’s office in Greenwich, Conn.
“We are pleased to welcome Edwin, Scott, Francis, Michael and Peter to Concept Capital, and look forward to working with them to deliver to their clients the exceptional execution and operational support they’ve come to expect,” said Robert Moore, senior managing director and chief executive officer of the firm.
Michael Rosen, senior managing director, added “we’re excited for the opportunity to introduce Concept Capital and our capabilities to the clients of our new sales team. Our mission is to deliver custody, execution and clearing, reporting solutions, and operational support that free our clients to focus on their core competencies. Our continued investments to enhance our offering have helped us to win a growing number of new client mandates and sustain a very high client retention rate.”
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…