Sep 13 2012 | 7:46am ET
The Hedge Fund Association wants the Securities and Exchange Commission to spell out its rules for investor verification for funds planning to advertise once an 80-year-old ban on the practice is lifted.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…