Sep 18 2012 | 6:16pm ET
Chicago-based compliance consultancy Simon Compliance has hired Mary M. McDonnell and UnBo (Bob) Chung to expand the firm’s services to include futures and broker-dealer compliance.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…