Oct 12 2012 | 12:02pm ET
Guggenheim Securities and two traders have been rapped for allegedly tricking a hedge fund into overpaying for something, and then hiding it by making a secret deal with the hedge fund.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…