Aug 1 2007 | 12:30pm ET
A Massachusetts hearing officer has found that Bulldog Investments violated state law by providing information about its hedge funds to a non-accredited investor.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…