Nov 28 2012 | 12:59am ET
A federal judge has frozen the assets of a hedge fund and its manager after the Securities and Exchange Commission accused them of misappropriating assets and misleading investors.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…