Thursday, 25 December 2014
Last updated 1 day ago
Jan 15 2013 | 10:23am ET
Florida’s former top securities regulator has joined a hedge fund consultancy.
Bill Reilly was named an associate director at Oyster Consulting, a hedge fund regulatory compliance firm. The former head of the Florida Bureau of Securities Regulation will seek to use his ties to state and federal regulators on behalf of clients, who will include hedge funds, investment advisers and broker-dealers.
Among the services Reilly will offer is assistance with regulatory examinations, both on- and offsite.
"Over the past 30 years, I've not only enforced statutes, regulations and administrative rules, I've helped develop them, including amending SEC rules 17a-3 and 17a-4," Reilly said. "Consequently, I understand the thought processes and background information that guide the creation of regulations, and I will help investment professionals use this knowledge to protect their clients and their firms."
Dec 1 2014 | 10:21am ET
As 2014 winds down, Northern Trust Hedge Fund Services executives took some time to share their outlook on trends facing the industry in 2015. Read more…
Jeff Sprecher was simply looking for a platform to trade energies when launching ICE 14 years ago but it has grown to reach the pinnacle of both the listed futures and equities world.