Mar 1 2013 | 11:36am ET
Philip Falcone and Harbinger Capital Partners yesterday asked a federal judge to throw out the Securities and Exchange Commission's lawsuit against them, arguing that the regulator has failed to show they did anything wrong.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…