Mar 26 2013 | 11:59am ET
The Securities and Exchange Commission can play hardball, too. The regulator is seeking $4.75 million—a triple penalty—against expert networker John Kinnucan, who refuses to settle the SEC's lawsuit against him even after pleading guilty to passing confidential corporate information to hedge funds.
Dec 5 2013 | 9:51am ET
Do you have a job opening at your firm? Post a vacancy free for the month of April. Visit the FINalternatives Job Board and use code SNOW. Please only post job vacancies aimed at the asset management industry or related financial services professionals. Read more…