Mar 28 2013 | 9:17am ET
UBS is in talks about a collateralized debt obligation settlement with the Securities and Exchange Commission, as it continues to fight a lawsuit over the same CDO filed by a hedge fund.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…