SEC Appoints Asset Management Enforcement Chiefs

Jul 2 2013 | 2:24am ET

The Securities and Exchange Commission has named two new top cops to patrol the hedge fund and private equity beats.

Julie Riewe and Marshall Sprung will lead the asset-management unit of the SEC’s enforcement division, the agency said yesterday. Both have worked at the unit since its launch in 2010 and have served as deputy chiefs since May of last year.

Riewe and Sprung succeed Bruce Karpati and Robert Kaplan, who left the agency earlier this year and last summer, respectively.

In addition to hedge funds and private equity firms, Enforcement’s asset-management unit also oversees mutual funds and separate account managers.


In Depth

Debunking Conventional Investment Wisdom

Feb 8 2017 | 3:22pm ET

Due diligence in the hedge fund world has long involved some combination of the...

Lifestyle

'Tis the Season: Wall Street Holiday Parties Back In Fashion

Dec 22 2016 | 9:23pm ET

Spending on Wall Street holiday parties has largely returned to pre-2008 levels...

Guest Contributor

The Future of Private Equity: New Opportunities, New Challenges

Feb 3 2017 | 6:41pm ET

The private equity industry’s astonishing rebound since the financial crisis has...

 

From the current issue of