Saturday, 27 December 2014
Last updated 3 days ago
Jul 2 2013 | 2:24am ET
The Securities and Exchange Commission has named two new top cops to patrol the hedge fund and private equity beats.
Julie Riewe and Marshall Sprung will lead the asset-management unit of the SEC’s enforcement division, the agency said yesterday. Both have worked at the unit since its launch in 2010 and have served as deputy chiefs since May of last year.
Riewe and Sprung succeed Bruce Karpati and Robert Kaplan, who left the agency earlier this year and last summer, respectively.
In addition to hedge funds and private equity firms, Enforcement’s asset-management unit also oversees mutual funds and separate account managers.
Dec 1 2014 | 10:21am ET
As 2014 winds down, Northern Trust Hedge Fund Services executives took some time to share their outlook on trends facing the industry in 2015. Read more…
Jeff Sprecher was simply looking for a platform to trade energies when launching ICE 14 years ago but it has grown to reach the pinnacle of both the listed futures and equities world.