SEC Appoints Asset Management Enforcement Chiefs

Jul 2 2013 | 2:24am ET

The Securities and Exchange Commission has named two new top cops to patrol the hedge fund and private equity beats.

Julie Riewe and Marshall Sprung will lead the asset-management unit of the SEC’s enforcement division, the agency said yesterday. Both have worked at the unit since its launch in 2010 and have served as deputy chiefs since May of last year.

Riewe and Sprung succeed Bruce Karpati and Robert Kaplan, who left the agency earlier this year and last summer, respectively.

In addition to hedge funds and private equity firms, Enforcement’s asset-management unit also oversees mutual funds and separate account managers.


In Depth

OmniQuest Capital: Why Funds of Hedge Funds Work

Aug 11 2016 | 4:47pm ET

There have been few sectors of the alternative investment universe under as much...

Lifestyle

Kiawah: Island Reversal

Aug 24 2016 | 9:59pm ET

Looking for real estate investments but the typical real estate fare isn’t cutting...

Guest Contributor

Old Hill Partners: Embrace Illiquidity

Aug 9 2016 | 2:39pm ET

The age-old financial concept that higher yields are the result of higher risk and...