Wednesday, 4 March 2015
Last updated 7 min ago
Jul 2 2013 | 2:24am ET
The Securities and Exchange Commission has named two new top cops to patrol the hedge fund and private equity beats.
Julie Riewe and Marshall Sprung will lead the asset-management unit of the SEC’s enforcement division, the agency said yesterday. Both have worked at the unit since its launch in 2010 and have served as deputy chiefs since May of last year.
Riewe and Sprung succeed Bruce Karpati and Robert Kaplan, who left the agency earlier this year and last summer, respectively.
In addition to hedge funds and private equity firms, Enforcement’s asset-management unit also oversees mutual funds and separate account managers.
Jan 23 2015 | 1:00pm ET
In our new section, FINtech Focus, we will profile one of these firms each week. While fintech is a broad category, we will be focusing on firms that specifically cater to the alternative investment industry. Read more…