Jul 17 2013 | 10:24am ET
By Holly Singer -- The long-awaited SEC ruling as of July 10, 2013 to lift the 80+ year old ban on general solicitation and advertising of private placements ushers in a sea change of communication opportunities and challenges for hedge fund managers. As mandated by the April 2012 JOBS Act, this rule dramatically expands the marketing flexibility for managers of private funds, enabling far more opportunistic public relations initiatives and media dissemination of messages while also providing for a deeper dive on content, encompassing product, personnel, strategy, performance, fund commentary . . . the list continues.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…