Aug 20 2013 | 1:00pm ET
Harbinger Capital Management founder Philip Falcone has agreed to a new deal with the Securities and Exchange Commission that will bar him from managing his hedge fund but that will allow him to continue running both his listed investment vehicle and his bankrupt wireless Internet venture.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…