Oct 1 2013 | 1:36pm ET
The financial regulators that oversee the hedge fund industry and the rest of Wall Street are, with one exception, open for business today, in spite of the federal government shutdown.
The CFTC moved to a bare-bones operation, with just 28 of 680 employees still on the job, overseeing the markets and pursuing ongoing litigation, the SEC is operating at full capacity—for at least "a few weeks."
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…