Nov 1 2013 | 11:58am ET
The Securities and Exchange Commission cannot legally change the definition of "accredited investor" until next summer, so two Republican congressman are pushing the regulator to punch a loophole in the rule.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…