Nov 7 2013 | 10:56am ET
Sandeep Aggarwal, the technology analyst arrested for allegedly passing tips to a former SAC Capital Advisors trader just days after the hedge fund itself was indicted, appears poised to plead guilty to insider-trading charges on the same day as the firm.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…