Sep 27 2007 | 7:38am ET
More than 30 hedge funds in the Northeastern U.S. suspected of a variety of malfeasance, including insider trading, are currently under investigation, a representative of the U.S. Securities and Exchange Commission said at a recent conference in Connecticut.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…