Hedge Fund Compliance Master Class
February 26, 2014 | New York, NY

Financial Research Associates’ Hedge Fund Compliance Master Class will deliver advantageous dialogue on how all the latest regulatory developments affect your hedge fund and explore ways to navigate around potentially costly pitfalls.

**Mention Priority Code: FMP107 during registration for a 10% discount. For more information and to register, contact Kathie Eberhard at 704-341-2439 or keberhard@frallc.com

Top Reasons to Attend

  • Learn what’s on the current radar of the SEC, CFTC and other key authorities
  • Hear from funds that have recently gone through the latest SEC examination and learn what exactly to expect
  • Explore ways to safeguard your fund from conflicts of interest
  • Discover the regulators’ current protocols and avoid getting blind-sided in an examination
  • Learn how some of your peers are fine-tuning their successful compliance programs to meet today’s complex standards
  • Gain useful insight on how to be compliant with your marketing and advertising
  • Get a crash-course on everything you need to know to make sure your compliant with the EU’s new AIFMD
  • Network with a diverse range of peers and learn how they’re dealing with the countless issues facing the hedge fund industry
  • Earn 8 CPE and CLE credits


Sponsored Content

    For Hedge Funds, Mastering Data Is Key To Success

    Nov 4 2014 | 9:45am ET

    Data management is important to every business, but for hedge funds, it is critical. FINalternatives recently asked Peter Sanchez, CEO of Northern Trust Hedge Fund Services, how fund managers can deal with the demands of managing data while at the same time remain transparent and abide by operational best practices. Read more…

Editor's Note

    Guidelines for Guest Articles

    Oct 22 2014 | 9:46am ET

    We are always looking for guest articles from hedge fund managers and buy-side firms.

    If you are interested in submitting a contributed piece for possible publication on FINalternatives, please take a look at the specs. Read more…


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