Dec 19 2013 | 11:46am ET
Hedge fund services firm ConvergEx Group has agreed to pay more than $150 million and to admit wrongdoing to settle allegations that it overcharged clients and covered it up.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…