Oct 5 2007 | 11:04am ET
In January, Massachusetts Secretary of the Commonwealth William Galvin sued activist hedge fund manager Philip Goldstein for soliciting unqualified investors.
The always-quotable founder of Bulldog Investors let loose: “I’m not going to let some pompous ass sitting in Boston tell me I can’t talk to somebody or give somebody information when they ask for it,” he said in February.

Feb 9 2012 | 6:46am ET
David Baran is co-founder of Tokyo and Singapore-based Symphony Financial Partners...

Feb 2 2012 | 2:37am ET
Claren Road Asset Management co-founder Sean Fahey isn't doing much to endear...

Feb 2 2012 | 6:15am ET
On January 31, the SEC held an all-day conference to deliver a clear message: CEOs...
Jan 23 2012 | 11:26am ET
South Florida’s version of Occupy Wall Street—Occupy Palm Beach Country—is staging what I’ve been told is a less-than-impressive protest outside the GAIM conference site. Read more…