Lawyer Tapped To Lead SEC Trading And Markets Division

Feb 18 2014 | 9:25am ET

Stephen Luparello has been named head of the Securities and Exchange Commission's division of trading and markets.

Luparello is a former executive at the Financial Industry Regulatory Authority and also formerly worked at the SEC and Commodity Futures Trading Commission. He is currently a partner at law firm Wilmer Cutler Pickering Hale & Dorr.

A formal announcement of Luparello's appointment may not come for several weeks.

Luparello will succeed John Ramsay, who had been acting head of the division since 2012. The unit oversees trading firms, brokerages and stock exchanges.


In Depth

Kettera Q&A: The Advantages of Alternative Investment Platforms

Oct 28 2016 | 5:52pm ET

The past several years have seen a distinct push towards easier and cheaper access...

Lifestyle

Midtown's Plaza District Fades As Manhattan Office Landscape Shifts

Nov 22 2016 | 6:32pm ET

Lower leasing costs, more efficient office space and the hope of projecting an image...

Guest Contributor

Nowhere to Hide: Why the Future of Asset Management Depends on Innovation

Nov 15 2016 | 6:55pm ET

Information technology has reshaped the asset management industry’s periphery,...

 

From the current issue of

Chicago-based independent futures brokerage and clearing firm R.J. O’Brien & Associates (RJO) has hired industry veteran Daniel Staniford as Executive Director, responsible for the firm’s institutional business development in New York and London.

AVAILABLE NOW at BARNES & NOBLE

NEWSTAND LOCATOR