Wednesday, 1 October 2014
Last updated 3 hours ago
Feb 18 2014 | 9:25am ET
Stephen Luparello has been named head of the Securities and Exchange Commission's division of trading and markets.
Luparello is a former executive at the Financial Industry Regulatory Authority and also formerly worked at the SEC and Commodity Futures Trading Commission. He is currently a partner at law firm Wilmer Cutler Pickering Hale & Dorr.
A formal announcement of Luparello's appointment may not come for several weeks.
Luparello will succeed John Ramsay, who had been acting head of the division since 2012. The unit oversees trading firms, brokerages and stock exchanges.
Sep 22 2014 | 4:15pm ET
"I tell people that everybody likes good news and so if you have good performance that’s wonderful,” explains Mike McKitish of Peddie School's endowment, “but it’s the people that want to talk about the bad news or where they drifted and how they came back and how they stayed to their discipline…” that he wants to hear from. Read more…
Sep 30 2014 | 9:29am ET
The crisp Autumnal days of October are upon us, and so are a few of the hedge fund industry’s favorite charitable events. If you have never been to Rocktoberfest, well, you are missing out. And for a quieter evening of sipping and socializing, stop by HFC’s Wine Soiree. Read more…
High frequency trading is not evil, it is not a conspiracy and it really is not new; it is the natural evolution of the professional trading community making markets, providing liquidity and hopefully...