Calif. To Require Some Managers to Register

Oct 17 2007 | 11:20am ET

By Donald S. Davidson and Cortney Scott

The California Department of Corporations (the “Department”) recently announced plans to delete an exemption from registration for certain investment advisers that has been on the books since 2002. The proposed rule change is aimed at California hedge fund advisers, but other investment advisers to pooled investment vehicles may be affected as well.


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