Sunday, 28 December 2014
Last updated 4 days ago
Apr 22 2014 | 11:52am ET
A Securities and Exchange Commission lawyer who helped extract an admission of wrongdoing from Harbinger Capital Partners’ Philip Falcone has been promoted.
David Gottesman was named deputy chief litigation counsel at the regulator’s division of enforcement. “David has a keen sense of what works with judges and juries and has distinguished himself as an advocate by winning challenging trials against top defense counsel,” chief litigation counsel Matthew Solomon said. “His trial acumen, together with his subject matter expertise and strong management experience, will be critical assets to our national litigation program.”
Gottesman was a member of the team that reached a fraud settlement with Falcone and Harbinger, one which saw the former barred from the hedge fund industry for at least five years.
Dec 1 2014 | 10:21am ET
As 2014 winds down, Northern Trust Hedge Fund Services executives took some time to share their outlook on trends facing the industry in 2015. Read more…
Jeff Sprecher was simply looking for a platform to trade energies when launching ICE 14 years ago but it has grown to reach the pinnacle of both the listed futures and equities world.