Nov 5 2007 | 10:22am ET
By Nicolas Morgan and Perrie Weiner
Judge Graham C. Mullen of the United States district court for the Western District of North Carolina dealt the Securities and Exchange Commission a serious set-back in its efforts to impose trading restrictions on hedging activity in the market for private placements in public equities.
Dec 5 2013 | 9:51am ET
Do you have a job opening at your firm? Post a vacancy free for the month of April. Visit the FINalternatives Job Board and use code SNOW. Please only post job vacancies aimed at the asset management industry or related financial services professionals. Read more…