Jan 4 2008 | 8:18am ET
The Securities and Exchange Commission suffered another setback to its effort to restrict hedging with private investment in public equities, as a federal judge dismissed the regulator’s charges against a hedge fund.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…