Jan 10 2008 | 8:34am ET
A Houston prime brokerage and three employees have been disciplined for a variety of failures in dealings with its hedge fund clients.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…