Friday, 25 July 2014
Last updated 17 hours ago
Sep 30 2006 | 9:09am ET
The Securities and Exchange Commission said this week that 116 hedge fund advisers have deregistered in the wake of the court ruling tossing the requirement.
Of those, 76 said they withdrew because of the court decision.
According to SEC Spokesman John Heine, 34 advisers have registered since the decision, leaving the SEC with about 2,500 registered.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…