Sep 22 2006 | 12:00am ET
W. Wall & Company is rolling out a strategy that utilizes a combination of exchange traded funds and individual stocks to mimic a basket of traditional mutual funds, which the firm then trades tactically.
According to Warren Wall, founder and president of the eponymous fund management firm, the use of ETFs and stock baskets in the funds, Global Growth Programs (WGOII), allows the firm to have more flexibility than with traditional mutual funds because mutual funds limit the number of trades that can be made and often have penalties and lock-up periods, which he says handcuff the manager.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…