Apr 21 2008 | 5:42pm ET
The Securities and Exchange Commission last week filed suit against an Ohio day-trader, accusing him of trading based on information he stole from his brother-in-law, a private equity executive.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…