Sep 19 2008 | 10:02am ET
A former Prudential Securities representative has admitted that he helped his hedge fund clients deceptively market-time mutual fund shares.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…