Sep 25 2008 | 10:29am ET
Sirios, a long-only and fund of hedge funds shop, has been slapped with a small fine by the Securities and Exchange Commission for illegally short selling two companies.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…