Thames River Hires Compliance Tech. Specialist

Oct 1 2008 | 7:49am ET

Thames River Capital has hired a former regulatory technical specialist as compliance and risk manager.

Graeme Pollok served as technical specialist with the U.K. Financial Services Authority’s alternative investments team. Before joining the regulator in 2005, Pollok was a portfolio manager at Montpelier Asset Management.

“Current market conditions highlight the need for extremely tight internal risk control systems and at Thames River we have built an excellent team of individuals steeped in complaince,” Toby Hampden Acton, chief compliance and risk officer at Thames River, said. “Graeme has a rare combination of skills and depth of experience earned both as regulator and within the asset management industry, and he is an invaluable addition to the team.”

In Depth

Financial Industry Blockchain Consortium R3 To Open-Source Platform Code

Oct 20 2016 | 9:03pm ET

Bitcoin's blockchain technology has spawned a flurry of activity among fintech startups...


U.S. Trust's Beard: The Rapid Growth of the Art Lending Industry

Oct 7 2016 | 10:55pm ET

Alternative investment managers have emerged as some of the most significant art...

Guest Contributor

Hedge Fund Marketing – Tips for Your Initial Sales Meeting

Sep 29 2016 | 5:46pm ET

There are two main goals a hedge fund should have for an initial in-person sales...