Thames River Hires Compliance Tech. Specialist

Oct 1 2008 | 7:49am ET

Thames River Capital has hired a former regulatory technical specialist as compliance and risk manager.

Graeme Pollok served as technical specialist with the U.K. Financial Services Authority’s alternative investments team. Before joining the regulator in 2005, Pollok was a portfolio manager at Montpelier Asset Management.

“Current market conditions highlight the need for extremely tight internal risk control systems and at Thames River we have built an excellent team of individuals steeped in complaince,” Toby Hampden Acton, chief compliance and risk officer at Thames River, said. “Graeme has a rare combination of skills and depth of experience earned both as regulator and within the asset management industry, and he is an invaluable addition to the team.”


In Depth

PAAMCO: Will Inflation Deflate the Asset Bubble?

Jan 30 2018 | 9:49pm ET

As the U.S. shifts from monetary stimulus to fiscal stimulus, market pricing should...

Lifestyle

CFA Institute To Add Computer Science To Exam Curriculum

May 24 2017 | 9:25pm ET

Starting in 2019, financial industry executives sitting for the coveted Chartered...

Guest Contributor

Boost Hedge Fund Marketing ROI By Raising Your ROO

Feb 14 2018 | 9:57pm ET

Tasked with delivering returns on client capital, a common dilemma for many alternative...