Thursday, 24 July 2014
Last updated 9 hours ago
Oct 31 2008 | 7:43pm ET
The National Futures Association announced has suspended SNC Investments and its principal, Peter Son, from membership.
New York-based SNC, which operates as a futures commission merchant, commodity pool operator, and commodity trading adviser has suddenly ceased operations, according to the NFA, and Son is reported missing along with millions of dollars in investor funds.
The NFA has prohibiting Son from soliciting or accepting any new funds.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…