Nov 19 2008 | 9:58am ET
The Securities and Exchange Commission yesterday charged four individuals for overvaluing the commodity derivatives trading portfolio at Bank of Montreal and inflating BMO's publicly reported financial results.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…