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3PMs Being Sponsored by Broker Dealers -- Webcast
January 29, 2009
3PM / NAIBD are hosting a joint webcast, “The Implications and Issues relating to 3PMs being Sponsored by Broker Dealers.”
Date: Thursday January 29, 2009 at 12:00 EST.
Registration: www.3pm.org/events.html
As the third party marketing industry grows, broker dealers and third party marketers are both recognizing the mutual opportunities that exist in developing a relationship with one another.
Panelists from The Third Party Marketers Association ("3PM"), The National Association of Independent Broker Dealers ("NAIBD"), and asset management industry expert, Kinetic Partners, will discuss the legal, compliance and regulatory issues associated with a Broker Dealer's sponsorship of a 3PM.
The webinar will also cover issues relating to due diligence and explore different ways of structuring such a relationship.
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