Jan 7 2009 | 10:55am ET
A U.S. Court of Appeals has put the kibosh on a former registered representative of broker-dealer Prudential Securities for helping a group of hedge funds place market timing trades on mutual funds.

Feb 9 2012 | 6:46am ET
David Baran is co-founder of Tokyo and Singapore-based Symphony Financial Partners...

Feb 2 2012 | 2:37am ET
Claren Road Asset Management co-founder Sean Fahey isn't doing much to endear...

Feb 13 2012 | 5:57am ET
By Douglas Nelson and Michael DeJarnette, ConvergEx Prime Services -- The world...
Jan 23 2012 | 11:26am ET
South Florida’s version of Occupy Wall Street—Occupy Palm Beach Country—is staging what I’ve been told is a less-than-impressive protest outside the GAIM conference site. Read more…