Jan 8 2009 | 2:23am ET
The Securities and Exchange Commission has reopened its insider trading investigation of Pequot Capital Management more than two years after saying it had “insufficient evidence to bring a case” over the hedge fund’s trading of Microsoft Inc. securities.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…