Wednesday, 28 January 2015
Last updated 11 hours ago
Feb 10 2009 | 2:04am ET
The National Futures Association has suspended Mark Bloom, a commodity pool operator based in New York, for failing to cooperate with its investigation of him and his North Hills Management.
Bloom has been charged with running an illegal commodity pool, which raised $8 million from a charitable trust and a corporation owned by that trust. His suspension will remain in effect until he shows the NFA that he is in complete compliance with all its requirements.
Jan 23 2015 | 1:00pm ET
In our new section, FINtech Focus, we will profile one of these firms each week. While fintech is a broad category, we will be focusing on firms that specifically cater to the alternative investment industry. Read more…