Apr 8 2009 | 12:21pm ET
Just months after removing its restrictions on short-selling financial stocks, the Securities and Exchange Commission has unveiled five proposals to once again restrict short sales.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…