Dec 1 2006 | 12:55pm ET
John McCarthy, associate director at the Securities and Exchange Commission’s office of compliance inspections and examinations, will leave the agency later this month, according to the Commission. McCarthy is joining an unnamed privately-held proprietary-trading firm with offices in New York, London and Chicago.
McCarthy joined the Commission's staff in 1992 as a staff attorney and became an associate director of OCIE's market oversight unit in 2000.
Mar 17 2014 | 9:30am ET
“Transparency” has become a touchstone for investors in the post-Madoff world but, according to Carl Lingenfelter, chief administration officer at Northern Trust Hedge Fund Services, it's a concept that has evolved over the past five years from fraud protection to risk management to investment performance. Read more…
Mar 10 2014 | 11:33am ET
A huge thank you to all of the people who helped make last Thursday’s HFC NY Open Your Heart to the Children Benefit such a success. The charity gala raised nearly $2 million to prevent and treat child abuse in New York, New Jersey and Connecticut. Read more…