Thursday, 31 July 2014
Last updated 7 hours ago
Dec 13 2006 | 10:57am ET
Charles Fishkin, director of the office of risk assessment at the Securities and Exchange Commission, will leave the SEC early next year to take a risk management position at the New York-based Alliance Bernstein, a global asset management firm.
Fishkin established the office of risk assessment in July 2004. Before joining the agency, Fishkin spent 20 years in the private sector in financial services. He also served on the board of directors of the International Association of Financial Engineers and helped found its operational risk committee.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…