Saturday, 22 November 2014
Last updated 1 day ago
Dec 13 2006 | 10:57am ET
Charles Fishkin, director of the office of risk assessment at the Securities and Exchange Commission, will leave the SEC early next year to take a risk management position at the New York-based Alliance Bernstein, a global asset management firm.
Fishkin established the office of risk assessment in July 2004. Before joining the agency, Fishkin spent 20 years in the private sector in financial services. He also served on the board of directors of the International Association of Financial Engineers and helped found its operational risk committee.
Nov 4 2014 | 9:45am ET
Data management is important to every business, but for hedge funds, it is critical. FINalternatives recently asked Peter Sanchez, CEO of Northern Trust Hedge Fund Services, how fund managers can deal with the demands of managing data while at the same time remain transparent and abide by operational best practices. Read more…
Reg NMS created a huge bifurcation in equity markets and while much of what has followed has been positive, in terms of lower fees and greater liquidity, many traders would like to see the market come...