Dec 13 2006 | 10:57am ET
Charles Fishkin, director of the office of risk assessment at the Securities and Exchange Commission, will leave the SEC early next year to take a risk management position at the New York-based Alliance Bernstein, a global asset management firm.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…