Dec 14 2006 | 12:42pm ET
Hedge fund marketers are going to be a lot less busy if the Securities and Exchange Commission gets its way.
The SEC proposed two regulations concerning hedge funds at its open meeting yesterday. The first reasserts its authority to protect hedge fund investors from fraud perpetrated by hedge fund managers, a role called into question by the federal court decision that invalidated the agency’s hedge fund registration requirement.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…