Jul 21 2009 | 5:15am ET
By John Brunjes, Genna Garver and Kevin O'Connor -- President Barack Obama's administration has spoken—all private investment fund advisers with client assets exceeding $30 million are facing SEC registration.
Jul 8 2014 | 10:48am ET
The surge in derivatives regulation is among the most complex challenges facing the financial services industry today. Northern Trust’s Joshua Satten recently spoke with FINalternatives to share insights into the challenges presented by new regulation and explore how the industry is responding. Read more…