Nov 2 2009 | 1:27am ET
The Securities and Exchange Commission is continuing its crackdown on insider-trading, charging seven people, including a former hedge fund executive, in its latest complaint.
Ronald Yee, who until last year served as CFO of San Francisco-based ValueAct Capital, was hit with civil charges on Friday. But unlike the insider-trading case of Raj Rajaratnam, the Galleon Group founder, ValueAct was apparently not the beneficiary of Yee’s alleged malfeasance.

Feb 9 2012 | 6:46am ET
David Baran is co-founder of Tokyo and Singapore-based Symphony Financial Partners...

Feb 2 2012 | 2:37am ET
Claren Road Asset Management co-founder Sean Fahey isn't doing much to endear...

Feb 2 2012 | 6:15am ET
On January 31, the SEC held an all-day conference to deliver a clear message: CEOs...
Jan 23 2012 | 11:26am ET
South Florida’s version of Occupy Wall Street—Occupy Palm Beach Country—is staging what I’ve been told is a less-than-impressive protest outside the GAIM conference site. Read more…