Nov 13 2009 | 1:09pm ET
The U.S. Attorney’s Office in Brooklyn, N.Y., couldn’t win a conviction of two former Bear Stearns hedge fund managers accused of lying to their clients. The Securities and Exchange Commission thinks it can do a better job.
The regulator plans to pursue its civil case against Ralph Cioffi and Matthew Tannin, despite the Tuesday acquittal of both men on fraud charges.

Feb 9 2012 | 6:46am ET
David Baran is co-founder of Tokyo and Singapore-based Symphony Financial Partners...

Feb 2 2012 | 2:37am ET
Claren Road Asset Management co-founder Sean Fahey isn't doing much to endear...

Feb 2 2012 | 6:15am ET
On January 31, the SEC held an all-day conference to deliver a clear message: CEOs...
Jan 23 2012 | 11:26am ET
South Florida’s version of Occupy Wall Street—Occupy Palm Beach Country—is staging what I’ve been told is a less-than-impressive protest outside the GAIM conference site. Read more…