Regulation

Senator Seeks Probe Into Herbalife

Jan 24 2014 | 12:03pm ET

N.Y. Creates Financial Crimes Bureau

Jan 22 2014 | 11:41am ET

SEC Sets Sights On Hedge-Fund Compliance Officers

Jan 14 2014 | 11:49am ET

SEC Complex Financial Instruments Unit Gets New Chief

Jan 10 2014 | 12:25pm ET

Global Regulators Say Hedge Funds May Be Systemically Important

Jan 9 2014 | 1:00pm ET

Citi May Sell Private-Equity Fund Stakes

Jan 8 2014 | 12:32pm ET

Yellen Confirmed As Fed Chairwoman

Jan 7 2014 | 2:07am ET

Probe Into Ex-Moore Trader May End As U.K. Regulator Criticized

Jan 7 2014 | 2:01am ET

Ex-FCC Head To Carlyle

Jan 6 2014 | 12:41pm ET

SEC Enforcement Co-Chief To Leave Agency

Jan 6 2014 | 12:39pm ET

From the current issue of

Chicago-based independent futures brokerage and clearing firm R.J. O’Brien & Associates (RJO) has hired industry veteran Daniel Staniford as Executive Director, responsible for the firm’s institutional business development in New York and London.

AVAILABLE NOW at BARNES & NOBLE

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