Regulation

Minnesota Supreme Court Rejects The Ponzi Scheme Presumption: Lenders Claw Back Some Of Their Own Rights

Apr 17 2015 | 9:23am ET

SEC Cracks Down On Sale Of Alternative Mutual Funds, Structured Notes To Retail Investors

Apr 14 2015 | 9:24am ET

Fed's Fischer Seeks Greater Oversight on Derivatives, Hedge Funds

Mar 27 2015 | 12:33pm ET

'Smart Beta' Funds In Regulators' Sights, Hedgies May Be Next

Mar 26 2015 | 11:11am ET

Hedge Fund Standards Board Proposes Changes On Disclosure To Investors

Mar 26 2015 | 11:03am ET

House Lawmakers Introduce Bill To Reform U.S. Risk Panel

Mar 25 2015 | 5:13am ET

Fed's Lockhart says U.S. Should Step Up Shadow Bank Monitoring

Mar 20 2015 | 12:36pm ET

Former SAC Capital Portfolio Manager Avoids Prison Time

Feb 6 2015 | 1:41am ET

Pioneer Underwriters Launches New EU Regulatory Product

Feb 5 2015 | 8:21am ET

SEC To Focus On Liquid Alts In 2015

Jan 21 2015 | 8:39am ET

From the current issue of

Securities and Exchange Commission Chair Mary Jo White will step down as chair of the nation’s Wall Street overseer in January, setting the stage for a potential conservative shift in the regulator’s leadership under the incoming Donald Trump administration.